我々の承諾だけでなく、お客様に最も全面的で最高のサービスを提供します。FINRAのSeries-7の購入の前にあなたの無料の試しから、購入の後での一年間の無料更新まで我々はあなたのFINRAのSeries-7試験に一番信頼できるヘルプを提供します。FINRAのSeries-7試験に失敗しても、我々はあなたの経済損失を減少するために全額で返金します。

学歴は実力と等しくなく、能力とも等しくないです。本当の能力は実践で鍛えたもので、学歴と直接な関係がないです。「私はだめです。」と思わないでください。FINRAのSeries-7試験に申し込んだあなたは自分が合格できないなんてを心配だったら、CertShikenのFINRAのSeries-7試験トレーニング資料を利用してください。学歴がどんなに高くて、能力がどんなに低くても、首尾よく試験に合格することができます。

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正確的なSeries-7勉強ガイド試験-試験の準備方法-素晴らしいSeries-7模擬体験

当社のSeries-7学習ツールは、すべての受験者に高い合格率のSeries-7学習教材を提供するだけでなく、優れたサービスを提供します。当社または当社の製品について質問または疑問がある場合は、当社に連絡して解決してください。 Series-7学習ガイドサービスの思慮深さは圧倒的です。私たちが行うことは、Series-7実践教材の成功に貢献します。したがって、Series-7実践教材は、ユーザーが今後の求人検索でより多くの利点を得ることができるため、ユーザーは激しい競争で際立って最高の成績を収めることができます。

FINRA Series-7 認定試験の出題範囲:

トピック出題範囲
トピック 1
  • Transactions withEmployees and Partners of Other Municipal Securities Professionals
  • Communications with the Public about Variable Life Insurance and Variable Annuities
トピック 2
  • Authorization Records for Negotiable Instruments Drawn from a Customer’s Accounts
  • Standards and required approvals of public communications
トピック 3
  • Summary Prospectuses for Open-End Management Investment Companies
  • Approval and Documentation of Changes in Account Name or Designation
トピック 4
  • Restrictions on the Purchase and Sale of Initial Equity Public Offerings
  • Networking Arrangements Between Members and Financial Institutions

FINRA General Securities Representative Qualification Examination (GS) 認定 Series-7 試験問題 (Q342-Q347):

質問 # 342
If a municipality has funds available to make a partial call of an issue of outstanding serial bonds, which bonds should be called first?

  • A. the shortest maturity
  • B. the longest maturity
  • C. the maturity with the largest number of bonds
  • D. the maturity bearing the lowest interest rate

正解:B

解説:
the longest maturity. These bonds are called first because the municipality will save the interest costs for the longest period of time.


質問 # 343
Which of the following are considered to be discretionary orders under the FINRA Rules of Fair Practice?

  • A. both A and C
  • B. a customer gives a member firm a check for $25,000 and instructs the firm to purchase bank stocks and insurance company stocks when the prices appear to be favorable
  • C. a customer instructs her registered representative to sell 300 shares of ABC that is long in her account whenever the representative thinks the time and price are appropriate
  • D. a customer instructs her registered representative to purchase stock in XYZ whenever the representative deems the price to be right

正解:A

解説:
both A and C. Choice A is discretionary because the customer did not specify a quantity to purchase. Choice B only provides discretion about timing and thus is not discretionary. Choice C is clearly discretionary.


質問 # 344
A public offering by an investment banker in which any securities not sold are returned to the issuer is known as:

  • A. a best efforts offering
  • B. a firm commitment
  • C. a contingency offering
  • D. an all or none offering

正解:A

解説:
Explanation/Reference:
Explanation: a best efforts offering. With a best efforts offering the investment banker does not make any guarantee that all the offered securities will sell. The investment banker pays for only those securities that are actually sold and returns unsold shares to the issuer.


質問 # 345
Partnership democracy is:

  • A. permission granted to the general partner to act outside the partnership agreement
  • B. a prohibition against control by a single partner
  • C. a synonym for silent partner
  • D. the sharing of management by all partners

正解:A

解説:
permission granted to the general partner to act outside the partnership agreement. The limited partners may approve of the general partner pursuing an act that is contrary to the partnership agreement.


質問 # 346
When a corporation issues a nonconvertible debenture, what is the effect upon its net worth?

  • A. if is unchanged
  • B. none of the above
  • C. if decreases
  • D. it increases

正解:A

解説:
Explanation/Reference:
Explanation: it is unchanged. The debentures add to liabilities and to cash (an asset) received from the sale. There is no effect on net worth.


質問 # 347
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あなたが失敗した場合、あなたのレッスンを学ぶことを忘れないでください。 それでも自分でテストの準備をしていて、何度も失敗する場合は、有効なSeries-7スタディガイドを選択してください。 これは、試験をクリアして認定を取得するための最良の方法です。 優れたSeries-7学習ガイドは、効率的な準備と効率的な練習への近道となります。無駄な努力を避け、興味深いことをします。 CertShikenは、受験者が最初の試行で100%合格することを保証する100%合格率Series-7スタディガイドファイルをリリースします。

Series-7模擬体験: https://www.certshiken.com/Series-7-shiken.html

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